Broker / Financial Expert / Advisor
Alex Thomas
I am a seasoned Certified Financial Planner (CFP®) with over 22 years of dedicated expertise in the financial services industry. Having built a distinguished career for myself as an investment broker and trusted advisor, assisting individuals and families in achieving their financial goals and safeguarding their futures. I have 55 state licenses to practice.

Standard Services
Professional Services I offer to my clients
My all-encompassing strategy entails carefully examining my clients’ financial circumstances, comprehending their particular objectives, and developing customized plans that support their goals. Whether it’s portfolio management, estate planning, retirement planning, or tax optimization, my insights and strategic advice have continuously enabled my customers to make wise choices.
My main objective is to give my customers the best financial management when it comes to the complexity of the financial market because to my in-depth understanding of market trends and sharp analytical thinking. I am skilled at building diverse portfolios that strike a balance between risk and return, guaranteeing that my customers’ assets are primed for long-term development.

Professional Work History

MORGAN STANLEY
2023- Present

UBS PAINEWEBBER INC.
2019-2023

ESSEX NATIONAL SECURITIES, INC.
2017-2019

SMITH BARNEY, HARRIS UPHAM & CO., INC
2013-2017

CITIGROUP GLOBAL MARKETS INC.
2009-2013

PAINEWEBBER INCORPORATED
2003-2009
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